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ND&S Partners Attend Business Forum 2017 at Union League in Philadelphia

ND&S partners recently attended the Business Forum 2017, sponsored by the Union League Philadelphia. The Union League is comprised of members who represent the Philadelphia region’s leaders in business, education, technology, healthcare, law, government, religion, art and culture.

 

 

 

Nicoll Davis & Spinella Partners, William Farran, Anthony Davis, Jack Spinella, and Chris Santomassimo at the Union League’s 2017 Business Forum in Philadelphia

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Regulatory Intelligence Compliance Solutions (RICS) – A Nicoll Davis & Spinella LLP Client – Makes Headlines!

We are always proud when one of our own clients has news to share – because our clients’ success is our success. We’re especially happy to announce that RICS has successfully deployed its RICS Regulatory Change Management System™ for Oppenheimer for its branch audit process. The system monitors change, alerts the organization to risk conditions, and enables accountability and collaboration around changes that impact the firm. This requires a common process to provide real-time accountability and transparency across regulatory areas. The RICS team is thrilled to partner with Oppenheimer, and they are very proud of their expertise in this space.

RICS was founded by former regulators and industry compliance professionals. This strategic consulting firm specializes in compliance services for the securities industry. The firm has solid relationships with industry regulators and extensive experience in a wide range of issues.

To learn more about Nicoll Davis & Spinella LLP, please call 201-712-1616 or visit us online.

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Jack Spinella Interviewed During WCBS Small Business Breakfast

Joe Connolly, anchor of the popular WCBS Small Business Breakfast event, recently interviewed attorney Jack T. Spinella. WCBS Small Business Breakfast events offer New York area businesses an edge in creating sales, making important contacts, and discovering valuable ideas to build successful and lucrative businesses.

The topic for the broadcast was “How to Build a Specialty in Professional Services,” and Attorney Spinella discussed how Nicoll Davis & Spinella LLP founded their business by making the representation of mid-cap and medium-sized business their focus.

The legal team at ND&S provides Outside General Counsel™ to smaller businesses that do not retain their own legal staff. We handle litigation, trademarks, employee issues, contracts, and other legal issues for them, and sign the clients on for adjustable retainers. To learn how we can help your business, call Nicoll Davis & Spinella LLP at 201-712-1616 or contact us online.

Listen to the interview here.